SEC reports 348 FY2026 enforcement actions and $1.095bn in monetary relief
The SEC published its enforcement results for the year to 30 Sep on 10 Nov. It filed 348 actions, obtained orders for $1.095 billion in monetary relief and returned about $731 million to more than 250,000 investors. The year included 13 trading suspensions of Asia-based issuers, spoofing cases and a settled Regulation SCI order against the New York Stock Exchange.